Enforcement Complaints
To help you complete this form, please have the following
details and documents ready:
- A description of your complaint. .
- Pertinent details of when the incident/investment took place (dates, times, etc.).
- Names and contact information of the people involved, as well as your relationship to the company or individual you are submitting the complaint about.
- Copies of letters, emails, messages, account statements, or other documents that will help explain your complaint and support your statements.
- Other relevant information that would be helpful to better understand your concerns.
Any information provided, including personal information, will be handled in accordance with the ASC's Privacy statement.

